NEW YORK, NY (PRWEB) JUNE 20, 2016
Anthony M. Monaco has joined Spartan Capital Securities LLC (SCS) as Senior Vice President & Chief Compliance Officer.
Mr. Monaco has more than 39 years of comprehensive professional experience in the financial services industry. His expertise spans virtually all core industry management functions, with particular emphasis on compliance, capital markets and operations. Throughout his professional career, Anthony has managed securities firms, as well as their compliance, capital markets and operations divisions. He has served as Chief Compliance Officer and Director of Operations at leading broker/dealers and has provided consulting services to financial services firms and as an industry conference speaker.
He is a member of SIFMA Compliance/Legal, AML Strategic Leadership Group, Midtown Regulatory Compliance Group, National Society of Compliance Professionals, Society of Corporate Compliance and Ethics and FINRA Series 14 Test Committee Member. In addition, he is a Judge in The Stock Market Game –InvestWritesponsored by McGraw Hill Financial.
Spartan Capital Securities’ Founder and CEO, John Lowry commented: “We are very pleased that Anthony Monaco has joined the Spartan team. Anthony’s extensive knowledge, strong compliance background and proven industry leadership position him as an ideal addition to our Firm, as we continue to evolve and grow.”
About Spartan Capital Securities LLC (SCS): Spartan Capital Securities, LLC is a full-service, integrated financial services firm that provides sound investment guidance for high net worth individuals and institutions. Their in-depth market knowledge, calculated risk management strategy and investment acumen have earned them a strong reputation as trusted financial advisors. Spartan Capital’s experienced investment professionals provide highly customized personal service, tailoring an asset allocation program to enable each client to meet their financial goals. Spartan Capital also offers advisory and insurance services through its affiliates, Spartan Capital Private Wealth Management, LLC and Spartan Capital Insurance Services, LLC.
If you have any questions, contact:
Amanda Plesser – Director of Business Development
212-293-0123 – [email protected]
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