Spartan Capital
TRANSACTIONS
Financial Advisor
MARCH 2026
$20,000,000
At-the-Market Transaction
Sales Agent
MARCH 2026
$17,000,000
PIPE Placement
Sole Placement Agent
JANUARY 2026
$50,000,000
At-the-Market Offering
Sales Agent
DECEMBER 2025
$4,300,000
Registered Direct Offering
Placement Agent
DECEMBER 2025
$20,000,000
At-The-Market Offering
Sales Agent
NOVEMBER 2025
$7,000,000
Preferred Equity
Lead Placement Agent
OCTOBER 2025
$1,485,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2025
$1,485,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2025
$1,500,000
Registered Direct Offering
Placement Agent
JULY 2025
$5,000,000
PIPE Placement
Placement Agent
JULY 2025
$5,000,000
Finder
MAY 2025
$4,650,000
Finder
MAY 2025
$484,200
Finder
MARCH 2025
$3,500,000
Private Placement
MARCH 2025
$10,000,000
Initial Public Offering
Sole Book-Runner
MARCH 2025
$544,500
Finder
FEBRUARY 2025
$15,200,000
Private Placement
$14,200,000
Placed as
Co-placement Agent
FEBRUARY 2025
$3,788,000
Private Placement
Sole Placement Agent
FEBRUARY 2025
$6,000,000
Follow-On Offering
Placement Agent
JANUARY 2025
$875,500
Private Placement
Sole Placement Agent
JANUARY 2025
$17,000,000∼
Private Placement
DECEMBER 2024
$13,000,000∼
Private Placement
DECEMBER 2024
$1,722,000
Private Placement
Sole Placement Agent
DECEMBER 2024
$11,424,000
Private Placement
Sole Placement Agent
DECEMBER 2024
$5,000,000
Follow-On Offering
Sole Placement Agent
NOVEMBER 2024
$7,000,000
IPO
$1,500,000
Selling Group Member
OCTOBER 2024
$11,099,985
Follow-On Offering
Placement Agent
OCTOBER 2024
At-the-Market Offering
Sales Agent
OCTOBER 2024
$2,500,000
Registered Direct Offering
Sole Placement Agent
OCTOBER 2024
$6,500,000
Follow On Offering
Sole Placement Agent
SEPTEMBER 2024
$4,454,000
Convertible Note
Selling Group Member
SEPTEMBER 2024
$5,100,000
IPO
Co-Manager
AUGUST 2024
$11,250,000
IPO
$7,067,115
Selling Group Member
AUGUST 2024
$375,000
Promissory Note
Placement Agent
AUGUST 2024
$4,000,000
Follow On Offering
Placement Agent
AUGUST 2024
$6,000,000
Follow On Offering
Sole Placement Agent
JULY 2024
$800,000
Convertible Note
Placement Agent
JUNE 2024
$500,000
Private Placement
Exclusive Placement Agent
MAY 2024
$4,000,000
Follow On Offering
Sole Placement Agent
MAY 2024
$2,900,000
Private Placement
Exclusive Placement Agent
APRIL 2024
$8,000,000
IPO
Sole Book Runner
APRIL 2024
$315,000
Debt Placement
Financial Advisor
APRIL 2024
$5,000,000
Financial Advisor
FEBRUARY 2024
$2,100,000
Registered Direct Offering
Co-Placement Agent
FEBRUARY 2024
Financial Advisor
FEBRUARY 2024
$5,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$4,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$8,450,000
Private Placement
Exclusive Placement Agent
JANUARY 2024
$12,300,000
IPO
Sole Book-Runner
JANUARY 2024
$550,000
Convertible Note
Placement Agent
DECEMBER 2023
$375,000
Convertible Note
Placement Agent
DECEMBER 2023
$1,125,000
Preferred Equity
Placement Agent
DECEMBER 2023
Financial Advisor
DECEMBER 2023
Exclusive Financial Advisor to Business Combination
DECEMBER 2023
$69,000,000
SPAC IPO
Sole Book-Runner
DECEMBER 2023
$1,010,000
Private placement
Exclusive Placement Agent
NOVEMBER 2023
Exclusive Advisory
OCTOBER 2023
$344,000
Private placement
Exclusive Placement Agent
OCTOBER 2023
$1,750,000
Preferred Equity
Exclusive Placement Agent
OCTOBER 2023
$285,715
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$14,000,000
Initial Public Offering
Sole Book-Runner
OCTOBER 2023
$2,000,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$500,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$2,200,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2023
$3,000,000
Convertible Note
Exclusive Placement Agent
SEPTEMBER 2023
$15,000,000
Equity Line of Credit
Exclusive Placement Agent
SEPTEMBER 2023
Exclusive Advisory
SEPTEMBER 2023
$6,400,000
IPO
Sole Book-Runner
AUGUST 2023
$1,350,000
Private Placement
Sole Placement Agent
AUGUST 2023
$3,125,000
OID Promissory Note
Exclusive Placement Agent
AUGUST 2023
$6,592,000
IPO
Co-Manager
AUGUST 2023
$1,090,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$9,600,000
IPO
$6,000,000
Placed As Selling Group Member
JULY 2023
$5,650,000
Initial Public Offering
Lead Underwriter
JULY 2023
$2,300,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$2,500,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$1,869,000
Secondary offering
Exclusive Placement Agent
JULY 2023
$250,000
Private Placement
Exclusive Placement Agent
JUNE 2023
$3,000,000
Secondary Offering
Exclusive Placement Agent
JUNE 2023
$1,510,000
Senior Secured Convertible Note
Exclusive Placement Agent
JUNE 2023
$7,140,000
Initial Public Offering
Co-Manager
JUNE 2023
$100,000,000
Equity Line of Credit
Exclusive Placement Agent
JUNE 2023
Merger Advisor
JUNE 2023
$437,500
OID Promissory Note
Exclusive Placement Agent
MAY 2023
$1,714,285
Senior Convertible Note
Exclusive Placement Agent
MAY 2023
$5,520,000
Initial Public Offering
Sole Book-Runner
MAY 2023
$1,550,000
Confidentially Marketed Public Offering
Sole Book Running Manager
MAY 2023
$13,799,758
Public Offering
Co-Manager
MAY 2023
$9,199,997
Public Offering
Co-Manager
MAY 2023
$1,350,000
Public Offering
Sole Book-Runner
APRIL 2023
$6,875,000
Senior Secured Convertible Notes
Exclusive Placement Agent
APRIL 2023
$6,900,000
IPO
Sole Book-Runner
APRIL 2023
$18,100,000
Initial Public Offering
Sole Book-Runner
APRIL 2023
$16,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,250,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$500,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$15,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,823,529
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$4,000,000
Senior Convertible Note
Exclusive Placement Agent
FEBRUARY 2023
$3,750,000
Public Offering
Sole Book-Runner
FEBRUARY 2023
$375,000
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$6,250,000
Registered Direct Offering
Exclusive Placement Agent
FEBRUARY 2023
$333,333
OID Note
JANUARY 2023
$388,889
OID Note
Exclusive Placement Agent
JANUARY 2023
$300,000,000
DeSpac of
JANUARY 2023
$3,333,333
Senior Secured Convertible Note
Exclusive Placement Agent
JANUARY 2023
$138,462
Senior Secured
OID Note
Exclusive Placement Agent
$500,000
OID Note
Exclusive Placement Agent
$7,000,000
IPO
Sole Book-Runner
$3,750,000
OID Note
Exclusive Placement Agent
$400,000
Common Stock
Exclusive Placement Agent
$1,437,500
Original Issue Discount Note
Exclusive Placement Agent
$3,333,333
Convertible Note
Exclusive Placement Agent
$23,500,000
Exclusive Placement Agent
$4,999,882
PIPE
Placement
$444,444
OID Senior Notes
Exclusive Placement Agent
$475,000
Convertible Note
Exclusive Placement Agent
$50,000,000
Equity Purchase Agreement
Exclusive Placement Agent
$6,580,000
Uplisting
Joint Book-Runner
$1,500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000
Preferred Stock
Exclusive Placement Agent
$588,235
Promissory Note
Exclusive Placement Agent
$4,195,000
Uplisting
Joint Book-Runner
$14,254,252
IPO
Joint Book-Runner
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$917,647
Convertible Note
Exclusive Placement Agent
$312,500
Convertible Note
Exclusive Placement Agent
$1,176,471
Senior Secured Convertible Note
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$588,235
Senior Secured Convertible Note Exclusive Placement Agent
$200,000
Preferred Stock
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$4,882,353
Senior Secured Convertible Note Exclusive Placement Agent
$300,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$1,600,000
Convertible Note
Co-Placement Agent
$2,000,000
Senior Convertible Note
Co-Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$2,462,000
Senior Secured Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$543,500
Senior Secured Convertible Note
Exclusive Placement Agent
$1,350,500
Senior Secured Convertible Note
Exclusive Placement Agent
$4,570,000
Senior Secured Convertible Note
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Convertible Note
Exclusive Placement Agent
$10,300,001
Underwritten Public Offering/Uplisting Joint Book Running Manager
$2,376,500
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$22,000,000
IPO
Lead Book-Running Manager
$100,000,000
Atlas SPV
Exclusive Placement Agent
$1,764,710
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,174,000
Convertible Note
Exclusive Placement Agent
$4,166,667
Convertible Note
Exclusive Placement Agent
$2,250,000
Series A Preferred Stock
Exclusive Placement Agent
$5,500,000
Convertible Note
Exclusive Placement Agent
$17,000,000
Underwritten Public Offering
Sole Book-Runner
$5,000,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,994,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$50,000,000
ATM Program
Co-Sales Agent
$1,125,000
Convertible Note
Exclusive Placement Agent
$20,000,000
Public Offering
Series D Preferred Stock Co-Manager
$300,000,000
IPO
Co-Manager
$11,000,000
Senior Convertible Note
Lead Placement Agent
$25,000,000
Convertible Notes
Exclusive Placement Agent
$12,500,000
IPO
$1,875,000
Over Allotment
Sole Book-Runner
$41,800,000
Registered Direct Common Priced At Market - Co-Advisor
$12,000,000
Follow-On Equity Offering
Co-Manager
$10,000,000
Registered Direct Common Priced At Market
$4,000,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$4,750,000
Registered Direct Common Shares Exclusive Placement Agent
$15,000,000
PIPE
Exclusive Placement Agent
$24,000,000
At-The-Market Equity
Joint Book Runner
$30,000,000
Follow-On Equity Offering
Co-Manager
$5,100,000
Registered Direct Common Priced At- Market - Exclusive Placement Agent
$300,000,000
Strategic Partnership
Sole Advisor
$6,200,000
Follow-On Equity Offering
Exclusive Placement Agent
$15,000,000
Registered Direct Common Shares
Co-Advisor
$10,000,800
IPO
Co-Manager
$8,235,500
Follow-On Equity Offering
Co-Book Runner
$9,250,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$6,056,777
Follow-On Equity Offering
Exclusive Placement Agent
$3,379,000
Follow-On-Equity Offering
Exclusive Placement Agent
$5,500,000
Registered Direct Common Shares
Co-Advisor
$2,333,333
Registered Direct Common Priced At Market - Exclusive Placement Agent
$15,000,000
Acquisition of 14 restaurants
$2,000,000
Bridge Financing
$5,000,000
PIPE
Exclusive Placement Agent
$12,5000,000
Acquisition of 24 restaurants
$1,000,000
Bridge Financing
Exclusive Advisory
$9,000,000
PIPE
Exclusive Placement Agent
$13,500,000
At-The-Market Equity
Joint Book Runner
$3,750,000
PIPE
Exclusive Placement Agent
$623,000,000
IPO
Co-Manager
$19,500,000
IPO
Sole Book-Runner
$20,000,000
Follow-on Equity Offering
Financial Advisor
$14,500,000
PIPE
Lead Placement Agent
539,000,000
Business Combination
100,000,000
Israeli Bond Issuance
Exclusive Financial Advisor*
$75,000,000
Capital Advisor to Searchlight Capital's
$12,000,000
IPO
Sole Book-Runner
$44,620,000
Follow-on Equity Offering
Co-Manager
8,500,000
PIPE
Exclusive Advisor Capital Raiser
$10,000,000
Exclusive Advisor
Capital Raiser
$58,100,000
Follow-on Equity Offering
Co-Manager
$50,242,420
Secondary Offering
Co-Manager
$20,000,000
Reg A+
Lead Agent*
$94,000,000
Note Purchase
Exclusive Advisor
Capital Raiser*
$275,000,000
Placement Agent Term Loan B Facility Due 2021
$31,000,000
Follow-on Equity Offering
Co-Manager*
$18,000,000
Preferred Stock Offering*
$26,740,000
Follow-on Equity Offering Co-Manager*
$60,000,000
$25 Par Debt Offering*
$172,500,000
IPO
Co-Manager*
$450,000,000
Sr. Unsecured Fixed Due 2025
Co-Manager*
$6,000,000
PIPE
Joint Bookrunner
$18,000,000
Preferred Stock Offering*
$4,200,000
Exclusive Placement Agent
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
$15,000,000
PIPE
Exclusive Advisor Capital Raiser
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
$17,000,000
PIPE Placement
Sole Placement Agent
JANUARY 2026
$50,000,000
At-The-Market Offering
Sales Agent
DECEMBER 2025
$4,300,000
Registered Direct Offering
Placement Agent
DECEMBER 2025
$20,000,000
At-The-Market Offering
Sales Agent
NOVEMBER 2025
$7,000,000
Preferred Equity
Lead Placement Agent
OCTOBER 2025
$1,485,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2025
$1,485,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2025
$1,500,000
Registered Direct Offering
Placement Agent
JULY 2025
$5,000,000
PIPE Placement
Placement Agent
JULY 2025
$5,000,000
Finder
MAY 2025
$4,650,000
Finder
MAY 2025
$484,200
Finder
MARCH 2025
$3,500,000
Private Placement
MARCH 2025
$10,000,000
Initial Public Offering
Sole Book-Runner
MARCH 2025
$544,500
Finder
FEBRUARY 2025
$15,200,000
Private Placement
$14,200,000
Placed as
Co-placement Agent
FEBRUARY 2025
$3,788,000
Private Placement
Sole Placement Agent
FEBRUARY 2025
$6,000,000
Follow-On Offering
Placement Agent
JANUARY 2025
$875,500
Private Placement
Sole Placement Agent
JANUARY 2025
$17,000,000∼
Private Placement
DECEMBER 2024
$13,000,000∼
Private Placement
DECEMBER 2024
$1,722,000
Private Placement
Sole Placement Agent
DECEMBER 2024
$11,424,000
Private Placement
Sole Placement Agent
DECEMBER 2024
$5,000,000
Follow-On Offering
Sole Placement Agent
NOVEMBER 2024
$7,000,000
IPO
$1,500,000
Selling Group Member
OCTOBER 2024
$11,099,985
Follow-On Offering
Placement Agent
OCTOBER 2024
At-the-Market Offering
Sales Agent
OCTOBER 2024
$2,500,000
Registered Direct Offering
Sole Placement Agent
OCTOBER 2024
$6,500,000
Follow On Offering
Sole Placement Agent
SEPTEMBER 2024
$4,454,000
Convertible Note
Selling Group Member
SEPTEMBER 2024
$5,100,000
IPO
Co-Manager
AUGUST 2024
$11,250,000
IPO
$7,067,115
Selling Group Member
AUGUST 2024
$375,000
Promissory Note
Placement Agent
AUGUST 2024
$4,000,000
Follow On Offering
Placement Agent
AUGUST 2024
$6,000,000
Follow On Offering
Sole Placement Agent
JULY 2024
$800,000
Convertible Note
Placement Agent
JUNE 2024
$500,000
Private Placement
Exclusive Placement Agent
MAY 2024
$4,000,000
Follow On Offering
Sole Placement Agent
MAY 2024
$2,900,000
Private Placement
Exclusive Placement Agent
APRIL 2024
$8,000,000
IPO
Sole Book Runner
APRIL 2024
$315,000
Debt Placement
Financial Advisor
APRIL 2024
$5,000,000
Financial Advisor
FEBRUARY 2024
$2,100,000
Registered Direct Offering
Co-Placement Agent
FEBRUARY 2024
Financial Advisor
FEBRUARY 2024
$5,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$4,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$8,450,000
Private Placement
Exclusive Placement Agent
JANUARY 2024
$12,300,000
IPO
Sole Book-Runner
JANUARY 2024
$550,000
Convertible Note
Placement Agent
DECEMBER 2023
$375,000
Convertible Note
Placement Agent
DECEMBER 2023
$1,125,000
Preferred Equity
Placement Agent
DECEMBER 2023
Financial Advisor
DECEMBER 2023
Exclusive Financial Advisor to Business Combination
DECEMBER 2023
$69,000,000
SPAC IPO
Sole Book-Runner
DECEMBER 2023
$1,010,000
Private placement
Exclusive Placement Agent
NOVEMBER 2023
Exclusive Advisory
OCTOBER 2023
$344,000
Private placement
Exclusive Placement Agent
OCTOBER 2023
$1,750,000
Preferred Equity
Exclusive Placement Agent
OCTOBER 2023
$285,715
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$14,000,000
Initial Public Offering
Sole Book-Runner
OCTOBER 2023
$2,000,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$500,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$2,200,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2023
$3,000,000
Convertible Note
Exclusive Placement Agent
SEPTEMBER 2023
$15,000,000
Equity Line of Credit
Exclusive Placement Agent
SEPTEMBER 2023
Exclusive Advisory
SEPTEMBER 2023
$6,400,000
IPO
Sole Book-Runner
AUGUST 2023
$1,350,000
Private Placement
Sole Placement Agent
AUGUST 2023
$3,125,000
OID Promissory Note
Exclusive Placement Agent
AUGUST 2023
$6,592,000
IPO
Co-Manager
AUGUST 2023
$1,090,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$9,600,000
IPO
$6,000,000
Placed As Selling Group Member
JULY 2023
$5,650,000
Initial Public Offering
Lead Underwriter
JULY 2023
$2,300,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$2,500,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$1,869,000
Secondary offering
Exclusive Placement Agent
JULY 2023
$250,000
Private Placement
Exclusive Placement Agent
JUNE 2023
$3,000,000
Secondary Offering
Exclusive Placement Agent
JUNE 2023
$1,510,000
Senior Secured Convertible Note
Exclusive Placement Agent
JUNE 2023
$7,140,000
Initial Public Offering
Co-Manager
JUNE 2023
$100,000,000
Equity Line of Credit
Exclusive Placement Agent
JUNE 2023
Merger Advisor
JUNE 2023
$437,500
OID Promissory Note
Exclusive Placement Agent
MAY 2023
$1,714,285
Senior Convertible Note
Exclusive Placement Agent
MAY 2023
$5,520,000
Initial Public Offering
Sole Book-Runner
MAY 2023
$1,550,000
Confidentially Marketed Public Offering
Sole Book Running Manager
MAY 2023
$13,799,758
Public Offering
Co-Manager
MAY 2023
$9,199,997
Public Offering
Co-Manager
MAY 2023
$1,350,000
Public Offering
Sole Book-Runner
APRIL 2023
$6,875,000
Senior Secured Convertible Notes
Exclusive Placement Agent
APRIL 2023
$6,900,000
IPO
Sole Book-Runner
APRIL 2023
$18,100,000
Initial Public Offering
Sole Book-Runner
APRIL 2023
$16,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,250,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$500,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$15,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,823,529
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$4,000,000
Senior Convertible Note
Exclusive Placement Agent
FEBRUARY 2023
$3,750,000
Public Offering
Sole Book-Runner
FEBRUARY 2023
$375,000
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$6,250,000
Registered Direct Offering
Exclusive Placement Agent
FEBRUARY 2023
$333,333
OID Note
JANUARY 2023
$388,889
OID Note
Exclusive Placement Agent
JANUARY 2023
$300,000,000
DeSpac of
JANUARY 2023
$3,333,333
Senior Secured Convertible Note
Exclusive Placement Agent
JANUARY 2023
$138,462
Senior Secured
OID Note
Exclusive Placement Agent
$500,000
OID Note
Exclusive Placement Agent
$7,000,000
IPO
Sole Book-Runner
$3,750,000
OID Note
Exclusive Placement Agent
$400,000
Common Stock
Exclusive Placement Agent
$1,437,500
Original Issue Discount Note
Exclusive Placement Agent
$3,333,333
Convertible Note
Exclusive Placement Agent
$23,500,000
Exclusive Placement Agent
$4,999,882
PIPE
Placement
$444,444
OID Senior Notes
Exclusive Placement Agent
$475,000
Convertible Note
Exclusive Placement Agent
$50,000,000
Equity Purchase Agreement
Exclusive Placement Agent
$6,580,000
Uplisting
Joint Book-Runner
$1,500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000
Preferred Stock
Exclusive Placement Agent
$588,235
Promissory Note
Exclusive Placement Agent
$4,195,000
Uplisting
Joint Book-Runner
$14,254,252
IPO
Joint Book-Runner
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$917,647
Convertible Note
Exclusive Placement Agent
$312,500
Convertible Note
Exclusive Placement Agent
$1,176,471
Senior Secured Convertible Note
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$588,235
Senior Secured Convertible Note Exclusive Placement Agent
$200,000
Preferred Stock
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$4,882,353
Senior Secured Convertible Note Exclusive Placement Agent
$300,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$1,600,000
Convertible Note
Co-Placement Agent
$2,000,000
Senior Convertible Note
Co-Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$2,462,000
Senior Secured Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$543,500
Senior Secured Convertible Note
Exclusive Placement Agent
$1,350,500
Senior Secured Convertible Note
Exclusive Placement Agent
$4,570,000
Senior Secured Convertible Note
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Convertible Note
Exclusive Placement Agent
$10,300,001
Underwritten Public Offering/Uplisting Joint Book Running Manager
$2,376,500
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$22,000,000
IPO
Lead Book-Running Manager
$100,000,000
Atlas SPV
Exclusive Placement Agent
$1,764,710
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,174,000
Convertible Note
Exclusive Placement Agent
$4,166,667
Convertible Note
Exclusive Placement Agent
$2,250,000
Series A Preferred Stock
Exclusive Placement Agent
$5,500,000
Convertible Note
Exclusive Placement Agent
$17,000,000
Underwritten Public Offering
Sole Book-Runner
$5,000,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,994,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$50,000,000
ATM Program
Co-Sales Agent
$1,125,000
Convertible Note
Exclusive Placement Agent
$20,000,000
Public Offering
Series D Preferred Stock Co-Manager
$300,000,000
IPO
Co-Manager
$11,000,000
Senior Convertible Note
Lead Placement Agent
$25,000,000
Convertible Notes
Exclusive Placement Agent
$12,500,000
IPO
$1,875,000
Over Allotment
Sole Book-Runner
$41,800,000
Registered Direct Common Priced At Market - Co-Advisor
$12,000,000
Follow-On Equity Offering
Co-Manager
$10,000,000
Registered Direct Common Priced At Market
$4,000,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$4,750,000
Registered Direct Common Shares Exclusive Placement Agent
$15,000,000
PIPE
Exclusive Placement Agent
$24,000,000
At-The-Market Equity
Joint Book Runner
$30,000,000
Follow-On Equity Offering
Co-Manager
$5,100,000
Registered Direct Common Priced At- Market - Exclusive Placement Agent
$300,000,000
Strategic Partnership
Sole Advisor
$6,200,000
Follow-On Equity Offering
Exclusive Placement Agent
$15,000,000
Registered Direct Common Shares
Co-Advisor
$10,000,800
IPO
Co-Manager
$8,235,500
Follow-On Equity Offering
Co-Book Runner
$9,250,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$6,056,777
Follow-On Equity Offering
Exclusive Placement Agent
$3,379,000
Follow-On-Equity Offering
Exclusive Placement Agent
$5,500,000
Registered Direct Common Shares
Co-Advisor
$2,333,333
Registered Direct Common Priced At Market - Exclusive Placement Agent
$15,000,000
Acquisition of 14 restaurants
$2,000,000
Bridge Financing
$5,000,000
PIPE
Exclusive Placement Agent
$12,5000,000
Acquisition of 24 restaurants
$1,000,000
Bridge Financing
Exclusive Advisory
$9,000,000
PIPE
Exclusive Placement Agent
$13,500,000
At-The-Market Equity
Joint Book Runner
$3,750,000
PIPE
Exclusive Placement Agent
$623,000,000
IPO
Co-Manager
$19,500,000
IPO
Sole Book-Runner
$20,000,000
Follow-on Equity Offering
Financial Advisor
$14,500,000
PIPE
Lead Placement Agent
539,000,000
Business Combination
100,000,000
Israeli Bond Issuance
Exclusive Financial Advisor*
$75,000,000
Capital Advisor to Searchlight Capital's
$12,000,000
IPO
Sole Book-Runner
$44,620,000
Follow-on Equity Offering
Co-Manager
8,500,000
PIPE
Exclusive Advisor Capital Raiser
$10,000,000
Exclusive Advisor
Capital Raiser
$58,100,000
Follow-on Equity Offering
Co-Manager
$50,242,420
Secondary Offering
Co-Manager
$20,000,000
Reg A+
Lead Agent*
$94,000,000
Note Purchase
Exclusive Advisor
Capital Raiser*
$275,000,000
Placement Agent Term Loan B Facility Due 2021
$31,000,000
Follow-on Equity Offering
Co-Manager*
$18,000,000
Preferred Stock Offering*
$26,740,000
Follow-on Equity Offering Co-Manager*
$60,000,000
$25 Par Debt Offering*
$172,500,000
IPO
Co-Manager*
$450,000,000
Sr. Unsecured Fixed Due 2025
Co-Manager*
$6,000,000
PIPE
Joint Bookrunner
$18,000,000
Preferred Stock Offering*
$4,200,000
Exclusive Placement Agent
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
$15,000,000
PIPE
Exclusive Advisor Capital Raiser
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
The preceding information is neither an offer nor a solicitation of an offer to buy or sell securities. Past performance is no guarantee of future results. Investing involves risk, including loss of principal.
The material provided here are for general informational purposes only and should not be construed as a recommendation or investment advice as the investments mentioned may not be suitable for or in the best interest of everyone. Always consult your investment advisor, tax or legal advisor prior to investing.
