Spartan Capital
CLIENT ACCOUNT PROTECTION
Axos Clearing is the clearing firm for your broker dealer and your Financial Advisor.
Axos Clearing takes pride in maintaining a financial environment that offers safety for your clients’ account assets. When your account is maintained at Axos Clearing, your assets are protected in the following ways:
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- Securities Investor Protection Corporation (SIPC)*;
- Additional policy purchased from Lloyd’s of London*;
- Capital and financial strength of Axos Clearing.
To learn more about SIPC, ask us for an explanatory brochure or visit SIPC's website.
