Spartan Capital presents at the Thomson Reuters’ Inaugural Risk, Ethics & Compliance Forum

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Spartan Capital presents at the Thomson Reuters’ Inaugural Risk, Ethics & Compliance Forum

Spartan Capital Securities & RBC Strengthen Strategic Partnership

New York, NY (PRWEB) October 28, 2016

Spartan Capital Securities LLC is proud to announce that our very own Anthony Monaco, Senior Vice President and Chief Compliance Officer will be part of the chosen panelist at the Thomson Reuters Legal Executive Institute Risk, Ethics, and Compliance Forum on November 2, 2016. The event will be held at Thomson Reuters headquarters located at Three Times Square in New York City. The program will feature interactive workshops and insightful panel discussions led by senior leaders from some of the world’s most respected companies. Attendees will gain powerful takeaways designed to navigate a complex and often unforgiving climate. Thomson Reuters is the world’s leading source of intelligent information for business and professionals and we are delighted that Anthony can be a part of this very essential forum.

With over 30 years of Compliance Experience we are confident that Anthony will be able to instill the importance of ethics, compliance and creating a culture of integrity as he has done at Spartan Capital.

Spartan Capital Securities Founder and CEO, John Lowry commented: “We are very pleased that Anthony has been chosen as part of the panel to speak on compliance risk and ethics. Ethics is the key element in creating a compliant culture in this ever changing regulatory environment”

The event will focus on the following topics:

  • The Corporate Regulatory Environment
  • Administration of internal controls
  • Tailoring compliance and ethic programs to evolving security risks and regulatory reforms
  • Ethical Challenges
  • Conflicts of Interests
  • Tracking Fraud and Abuse and employee misconduct

For more information on the Compliance Forum, visit

About Spartan Capital Securities LLC (SCS): Spartan Capital Securities, LLC is a full-service, integrated financial services firm that provides sound investment guidance for high net worth individuals and institutions. Their in-depth market knowledge, calculated risk management strategy and investment acumen have earned them a strong reputation as trusted financial advisors. Spartan Capital’s experienced investment professionals provide highly customized personal service, tailoring an asset allocation program to enable each client to meet their financial goals. Spartan Capital also offers advisory and insurance services through its affiliates, Spartan Capital Private Wealth Management, LLC and Spartan Capital Insurance Services, LLC.

Spartan Capital Securities, LLC
45 Broadway – 9th floor
New York, New York 10006
(877) 772-7818