Spartan Capital Securities is Pleased to Announce the Hiring of Andrew M. Heath as Chief Compliance Officer

Spartan Capital presents at the ECN’s ID & KYC Summit
November 8, 2017

Spartan Capital Securities is Pleased to Announce the Hiring of Andrew M. Heath as Chief Compliance Officer

Spartan Capital Securities & RBC Strengthen Strategic Partnership

Andrew M. Heath has joined Spartan Capital Securities LLC (SCS) as Chief Compliance Officer. Mr. Heath has more than 35 years of comprehensive professional experience in the financial services industry. His expertise spans virtually all core industry management functions, with particular emphasis on compliance, capital markets and operations. He has served as Chief Compliance Officer and General Counsel at leading firms in the financial services industry such as UBS, National Securities Corporation and Buckman Buckman & Reid.

Mr. Heath served in the U.S. Marine Corps and received his Law Degree from Georgetown University. He currently holds FINRA Series 7, 24, 4, 9/10, 27, 55, 63, 65 and 87 licenses.

Spartan Capital Securities’ Founder and CEO, John Lowry commented: “We are very pleased that Andrew Heath has joined the Spartan team. Andrew’s extensive knowledge, strong compliance and law background along with proven industry leadership position him as an ideal addition to our Firm, as we continue to evolve and grow.”

About Spartan Capital Securities LLC (SCS): Spartan Capital Securities, LLC is a full-service, integrated financial services firm that provides sound investment guidance for high net worth individuals and institutions. Their in-depth market knowledge, calculated risk management strategy and investment acumen have earned them a strong reputation as trusted financial advisors. Spartan Capital’s experienced investment professionals provide highly customized personal service, tailoring an asset allocation program to enable each client to meet their financial goals. Spartan Capital also offers advisory and insurance services through its affiliates, Spartan Capital Private Wealth Management, LLC and Spartan Capital Insurance Services, LLC.

If you have any questions, contact: info@spartan-capital.com

 

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